broker complaint registry
Kingston Trading Hamburg Capital JCX Broker Swift Loan Services Rosenthal International Inc A: A SRNA is any person who, for compensation, provides nursing care or health-related services to residents or clients of an employer. Caltherm Co. Lakeshore Private Equity A licensee who is found to be in violation of the law is subject to reprimand, fine, suspension or revocation. Inter Reef Ltd Bitalium Campbell Global Network Hentsch & Müller (Hong Kong) Ltd Newport Pacific Securities & Management Inc Investor Checker Tube Global Marketing Profitix Ltd / Profitix Limited Triasian Pacific Trading International WELLINGTON MANAGEMENT EUROPE (CLON) Knowle Sachs & Company Indochine Nominees Ltd Fastmining.cc Jura Financial Carlyle Capital Management First Property, AllTrademarkets Goldberg & Partners Inc Titanium Capital Eduard Steinbach PLC Libramarkets Song Management Group Fcorp Services Ltd Industrial Research Ltd Kingston Financial Group Phoenix Private Equity LLC Ecovexco Investment Group Namelina Limited You must be at least 18 years of age, have a high school diploma or GED, complete an approved 90 hour real estate pre-licensing course, and pass the licensing examination. Campton Hays Morrison Incorporated DBFX Limited 365BinaryOption Advanced Digital Trade AG3 Partners GmbH Bench Group, The Pioneer Equity Acquisition Lau Global Services Corporation, MXTrade Tokyo Bay Traders Wellington Trading Group United Kingdom Commodity Derivatives Association Dunn & Burchill Greenbridge International Reinhard Hofer Venture Partners UK Fixed Rate Bond Pearson Investments / Pearson Investments LLC Stanton Rose My Investment Search Max Recoveries Copernicus Securities SA Bitsends Generaltrade MarginElite Mitchell Johnson Wealth MERCATTUS PLANEJAMENTO FINANCEIRO LTDA BROKER DEALERS (Excluding Issuers) Non FINRA Broker-Dealers shall file: Form M-1 ($1,200.00 fee for 4 years). Jacobs & Kiplinger Cash Forex Group Trillium Advisory Firm Edward Banks Acquisitions Overseas Holding Compensation Commission LUXEFOREX ITradeFX Investments in containers, Fr-savings SMF Trading Inc IMPERIAL FINANCE International Shareholder Agency Tudor Commodities TradersRoom z o.o. IdealFX Any Use Loan UK Swiss Commodities Futures Exchange Health Care Volunteer Registry; Newsroom - Click to Expand. Pointe Capital Partners Inc Millenium Futures Ltd Cryptomx DFA Management Limited Jan Wilen and Partners AskoBID InterGlobal Mergers & Acquisitions Fraudulent Lenders Digital Government and Service NL 100 Prince Phillip Drive P.O. Morgan Pacific Capital Inc Vanderberg Asset Management Leads may be provided to third-party vendors that offer compensation in return. DMT Limited Peak Commodities GT Stox Endeavour Mergers and Acquisitions Brett Commodities GMBH Capital Financial Management ProphetFX Flippedoptions Global FX Bithumb North Pacific Mergers and Acquisitions LLC Bluefield Partners CGR Consultants Platinum Pro investment ADV-Investment Should a member of the public believe that a licensee has acted in an untrustworthy or incompetent manner, he or she may file a complaint with the Department's Division of Licensing Services. CCAI LIMITED DB Trust Windsor Limited Bitcoin Storm Quotatrade Premier Partners Inc Lynx Limited TradeHedges Millionaire Detect Grant Trust Company Sure Mergers and Acquisitions Western Capital Inc Parker Stanford American Energy Exchange (AMENX) LGT Capital Partners Refco U.S. Stock Regulators Morris Commodities Coinext Heritage Mergers and Acquisitions Saga Services Limited, Oanda HK Infinitrade Private Lending Pty Ltd Bitstakers HAWK / TRADING PLEX Fortune Way Limited Christian Muhr Investment Research Hydro Solutions Asia Limited – Investor Relations Sherman Brothers umarket pro AXA plc Gould Ventures Search Bonds Intelligent Capital Amsel Commodities AG Stockard Group, The Belmont Capital Holdings New York/ Belmont Capital NY American Heritage Stock Transfer Inc. NostroBank (brokerage firm) ADS Quality Financial Services Liberty First Financial Services BNP Forex Limited National Compliance Regulatory Board Trade Miles International BankDirect FX z o.o. NBR Trading Yokohama European Futures Options Commission Milton Financials Oppenheimer International US Equities Registry Prometheus Ltd Litigate Claims Consultants East Tech Trading International Markets Live LTD Evolution Market Group Inc Michael Ulrich Hartmann PMB Capital Asset Cap Management Alioth Club Imperial Limited Harbour Acquisitions Skype Trade Financial Capital Alliance (Asia) Ltd Jean Pierre Technologies LTD Tradex Corporation Address London Global Teres Media Limited TradingTeck Insurance broker business must handle all grievance procedures of clients within 14 days of receiving the complaint. Westwood Management Limited Guaranty Consolidated Strike Commodieties Ltd / Strike Securities Inc (SSInc) Fortmann Financial Services Empire Asset Investments LLC Swiss Private Capital Patterson Harvey Lexington Direct Top Sky Consultants Limited Axis Corporate Finance Pty Ltd (“Axis Corporate”) 1st Ventures Summit M & A Inc Therefore, we do not charge any fee for consultations. International Mergers International Securities Tax Commission Fortune International Inc Deutsche Capital Holdings Inc East West Options Ltd Centara Management & Fund, Financial & Risk Organisation Limited Absolute Global Marketing CryptoInvestments Regional Regulatory Board International Equity Inc 4xCube Ltd Private Equity LLC Southeast Pacific Investment One of Broker Complaint Registry’s representative will call you and help in the recovery process. Midal Consulting Richfield Limited Raven Securities Corp WBlake M-1 Broker-Dealer Statement for Non-FINRA Members See 13 NYCRR 10.1(a)(6) M-2 Salesperson Statement for Non-FINRA Members See 13 NYCRR 10.1(a)(7) M-3 Supplemental Broker Dealer Statement for Real Estate Finance Bureau The required Supplemental Broker Dealer Statement for form M-10 submitted to the Real Estate Finance Bureau PO Box 22001
Hinsley Ford Accrued Equities Inc. Warren and Baker Amber Capital Partners Stockl Lux, Intrgroups Sigama Capital Management USI-Tech Joshua Consulting Ltd / Joshua Development Limited Raimon & Associates Prime CFDs Myers & Baker Associates World Energy International Inc Madison Private Equity LLC